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South Africa
NATIONAL LEGISLATION OVERVIEWS
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Securities Services Act, No. 36 of 2004

Long title


...

Table of contents

SECTION TITLE

ARRANGEMENT OF SECTIONS

CHAPTER I. PRELIMINARY PROVISIONS
1 [...repealed by Act 2012_019_000 - was entitled "Definitions"]
2 [...repealed by Act 2012_019_000 - was entitled "Objects of Act"]
3 [...repealed by Act 2012_019_000 - was entitled "Application of Act"]
4 [...repealed by Act 2012_019_000 - was entitled "Prohibitions"]

CHAPTER II. REGULATION AND SUPERVISION OF SECURITIES SERVICES
5 [...repealed by Act 2012_019_000 - was entitled "Registrar and Deputy Registrar of Securities Services"]
6 [...repealed by Act 2012_019_000 - was entitled "Financial Markets Advisory Board"]

CHAPTER III. EXCHANGES
7 [...repealed by Act 2012_019_000 - was entitled "Definitions"]

Licensing of exchange
8 [...repealed by Act 2012_019_000 - was entitled "Application for exchange licence"]
9 [...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for exchange licence"]
10 [...repealed by Act 2012_019_000 - was entitled "Licensing of exchange"]

Functions of exchange
11 [...repealed by Act 2012_019_000 - was entitled "General functions of exchange and power of registrar to assume responsibility for functions"]
12 [...repealed by Act 2012_019_000 - was entitled "Listing of securities"]
13 Removal of listing and suspension of trading"]
14 [...repealed by Act 2012_019_000 - was entitled "Application of new listing requirements and conditions to previously listed securities"]
15 [...repealed by Act 2012_019_000 - was entitled "Disclosure of information by issuers of listed securities"]
16 [...repealed by Act 2012_019_000 - was entitled "Maintenance of insurance, guarantee, compensation fund or other warranty"]
17 [...repealed by Act 2012_019_000 - was entitled "Funds of exchange"]

Exchange rules
18 [...repealed by Act 2012_019_000 - was entitled "Requirements with which exchange rules must comply"]

General provisions in relation to exchange
19 [...repealed by Act 2012_019_000 - was entitled "Buying and selling listed securities"]
20 [...repealed by Act 2012_019_000 - was entitled "Restriction on buying and selling unlisted securities"]
21 [...repealed by Act 2012_019_000 - was entitled "Reporting of transactions in listed securities"]
22 [...repealed by Act 2012_019_000 - was entitled "Undesirable advertising and canvassing relating to securities"]
23 [...repealed by Act 2012_019_000 - was entitled "Certain written matter to bear names of certain persons"]
24 [...repealed by Act 2012_019_000 - was entitled "Restriction on borrowing against and repledging of securities belonging to other persons"]
25 [...repealed by Act 2012_019_000 - was entitled "Marking of or recording details of securities"]
26 [...repealed by Act 2012_019_000 - was entitled "Restriction on alienation of securities"]
27 [...repealed by Act 2012_019_000 - was entitled "Segregation of funds of authorised users and other persons"]
28 [...repealed by Act 2012_019_000 - was entitled "Use of designation "stockbroker" and related designations"]

CHAPTER IV. CUSTODY AND ADMINISTRATION OF SECURITIES
29 [...repealed by Act 2012_019_000 - was entitled "Definitions"]

Licensing of central securities depository
30 [...repealed by Act 2012_019_000 - was entitled "Application for central securities depository licence"]
31 [...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for central securities depository licence"]
32 [...repealed by Act 2012_019_000 - was entitled "Licensing of central securities depository"]

Functions of central securities depository
33 [...repealed by Act 2012_019_000 - was entitled "Functions of central securities depository"]

Participant
34 [...repealed by Act 2012_019_000 - was entitled "Acceptance of participant"]

Functions of participant
35 [...repealed by Act 2012_019_000 - was entitled "Functions of participant"]"]

Nominee
36 [...repealed by Act 2012_019_000 - was entitled "Approval of nominee"]

Uncertificated securities
37 [...repealed by Act 2012_019_000 - was entitled "Uncertificated securities"]
38 [...repealed by Act 2012_019_000 - was entitled "Functions of issuer of uncertificated securities"]

Depository rules
39 [...repealed by Act 2012_019_000 - was entitled "Requirements with which depository rules must comply"]

General provisions relating to custody and administration of securities
40 [...repealed by Act 2012_019_000 - was entitled "Registration of securities"]
41 [...repealed by Act 2012_019_000 - was entitled "Ownership of securities"]
42 [...repealed by Act 2012_019_000 - was entitled "Transfer of securities"]
43 [...repealed by Act 2012_019_000 - was entitled "Pledge, or cession of securities to secure debt"]
44 [...repealed by Act 2012_019_000 - was entitled "Delivery of securities"]
45 [...repealed by Act 2012_019_000 - was entitled "Records"]
46 [...repealed by Act 2012_019_000 - was entitled "Warranty"]
47 [...repealed by Act 2012_019_000 - was entitled "Relationship of trust"]
48 [...repealed by Act 2012_019_000 - was entitled "Attachment"]

CHAPTER V. GENERAL PROVISIONS APPLICABLE TO SELF-REGULATORY ORGANISATIONS
49 [...repealed by Act 2012_019_000 - was entitled "Expiry and renewal of licence of self-regulatory organisation"]
50 [...repealed by Act 2012_019_000 - was entitled "Refusal of renewal of licence"]
51 [...repealed by Act 2012_019_000 - was entitled "Cancellation or suspension of licence"]
52 [...repealed by Act 2012_019_000 - was entitled "Juristic personality of self-regulatory organisation and carrying on additional business"]
53 [...repealed by Act 2012_019_000 - was entitled "Demutualisation of self-regulatory organisation"]
54 [...repealed by Act 2012_019_000 - was entitled "Amalgamation or transfer of self-regulatory organisation"]
55 [...repealed by Act 2012_019_000 - was entitled "Duty of members of controlling body of self-regulatory organisation"]
56 [...repealed by Act 2012_019_000 - was entitled "Appointment of members of controlling body of self-regulatory organisation"]
57 [...repealed by Act 2012_019_000 - was entitled "Limitation on control of and certain shareholding or other interest in certain self-regulatory organisations"]
58 [...repealed by Act 2012_019_000 - was entitled "Delegation of functions"]
59 [...repealed by Act 2012_019_000 - was entitled "Report by self-regulatory organisation to registrar"]
60 [...repealed by Act 2012_019_000 - was entitled "Attendance of meetings by, and furnishing of documents to, registrar"]
61 [...repealed by Act 2012_019_000 - was entitled "Manner in which exchange rules and depository rules may be made, amended or suspended and penalties for contraventions of such rules"]
62 [...repealed by Act 2012_019_000 - was entitled "Limitation of liability"]
63 [...repealed by Act 2012_019_000 - was entitled "Disclosure of information by self-regulatory organisation"]

CHAPTER VI. CLEARING HOUSE

Licensing of clearing house
64 [...repealed by Act 2012_019_000 - was entitled "Application for clearing house licence"]
65 [...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for clearing house licence"]
66 [...repealed by Act 2012_019_000 - was entitled "Licensing of clearing house"]
67 [...repealed by Act 2012_019_000 - was entitled "Renewal, cancellation or suspension of clearing house licence"]
68 [...repealed by Act 2012_019_000 - was entitled "Limitation of liability"]
69 [...repealed by Act 2012_019_000 - was entitled "Amalgamation or transfer of clearing house"]

CHAPTER VII. CODE OF CONDUCT
70 [...repealed by Act 2012_019_000 - was entitled "Code of conduct for authorised users"]
71 [...repealed by Act 2012_019_000 - was entitled "Principles of code of conduct"]

CHAPTER VIII. MARKET ABUSE
72 [...repealed by Act 2012_019_000 - was entitled "Definitions"]

Offences
73 [...repealed by Act 2012_019_000 - was entitled "Insider trading"]
74 [...repealed by Act 2012_019_000 - was entitled "Publication"]
75 [...repealed by Act 2012_019_000 - was entitled "Prohibited trading practices"]
76 [...repealed by Act 2012_019_000 - was entitled "False, misleading or deceptive statements, promises and forecasts"]

Civil liability
77 [...repealed by Act 2012_019_000 - was entitled "Civil liability resulting from insider trading"]
78 [...repealed by Act 2012_019_000 - was entitled "Powers of directorate in civil proceedings"]

Procedural matters
79 [...repealed by Act 2012_019_000 - was entitled "Jurisdiction"]
80 [...repealed by Act 2012_019_000 - was entitled "Assessment of fines and penalties"]
81 [...repealed by Act 2012_019_000 - was entitled "Attachments and interdicts"]

Administration of this Chapter
82 [...repealed by Act 2012_019_000 - was entitled "Powers and duties of Financial Services Board"]
83 [...repealed by Act 2012_019_000 - was entitled "Composition and functions of directorate"]
84 [...repealed by Act 2012_019_000 - was entitled "Financing of directorate"]

General provisions
85 [...repealed by Act 2012_019_000 - was entitled "Protection of existing rights"]
86 [...repealed by Act 2012_019_000 - was entitled "Confidentiality and sharing of information"]
87 [...repealed by Act 2012_019_000 - was entitled "

CHAPTER IX. GENERAL PROVISIONS

Auditing
88 [...repealed by Act 2012_019_000 - was entitled "Auditor"]
89 [...repealed by Act 2012_019_000 - was entitled "Accounting records and audit"]
90 [...repealed by Act 2012_019_000 - was entitled "Functions of auditor"]
91 [...repealed by Act 2012_019_000 - was entitled "Furnishing of information in good faith by auditor"]
92 [...repealed by Act 2012_019_000 - was entitled "Power of registrar to request audit"]

Powers of registrar and court
93 [...repealed by Act 2012_019_000 - was entitled "Powers of registrar to investigate or conduct inspection"]
94 [...repealed by Act 2012_019_000 - was entitled "Powers of registrar after investigation or inspection"]
95 [...repealed by Act 2012_019_000 - was entitled "Power of registrar to impose penalties"]
96 [...repealed by Act 2012_019_000 - was entitled "Power of court to declare person disqualified"]

Enforcement committee
97 [...repealed by Act 2008_022_072 - was entitled "Establishment of enforcement committee"]
98 [...repealed by Act 2008_022_072 - was entitled "Composition of enforcement committee"]
99 [...repealed by Act 2008_022_072 - was entitled "Functions of enforcement committee"]
100 [...repealed by Act 2008_022_072 - was entitled "Enforcement committee proceedings"]
101 [...repealed by Act 2008_022_072 - was entitled "Referral of matter"]
102 [...repealed by Act 2008_022_072 - was entitled "Consideration of matter by enforcement committee"]
103 [...repealed by Act 2008_022_072 - was entitled "Admission by respondent"]
104 [...repealed by Act 2008_022_072 - was entitled "Imposition of administrative penalty"]
105 [...repealed by Act 2008_022_072 - was entitled "Payment of compensatory amount"]
106 [...repealed by Act 2008_022_072 - was entitled "Confidentiality"]

Winding-up, judicial management and curatorship
107 [...repealed by Act 2012_019_000 - was entitled "Winding-up or sequestration by court"]
108 [...repealed by Act 2012_019_000 - was entitled "Judicial management"]
109 [...repealed by Act 2012_019_000 - was entitled "Appointment of curator"]
110 [...repealed by Act 2012_019_000 - was entitled "Appointment of liquidator and judicial manager"]

MISCELLANEA
111 [...repealed by Act 2012_019_000 - was entitled "Right of appeal"]
112 [...repealed by Act 2012_019_000 - was entitled "Evidence"]
113 [...repealed by Act 2012_019_000 - was entitled "Regulations"]
114 [...repealed by Act 2012_019_000 - was entitled "Fees"]
115 [...repealed by Act 2012_019_000 - was entitled "Offences and penalties"]
116 [...repealed by Act 2012_019_000 - was entitled "Savings"]
117 [...repealed by Act 2012_019_000 - was entitled "Amendment and repeal of laws"]
118 [...repealed by Act 2012_019_000 - was entitled "Short title and commencement"]
Sch.  [...repealed by Act 2012_019_000 - was entitled "SCHEDULE. LAWS AMENDED OR REPEALED (SECTION 117)"]

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As repealed by Act 2012_019_000_20130201  N/A REQ.INFO LINK

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