Long title

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Table of contents

SECTION	TITLE
	ARRANGEMENT OF SECTIONS
	CHAPTER I. PRELIMINARY PROVISIONS
1	[...repealed by Act 2012_019_000 - was entitled "Definitions"]
2	[...repealed by Act 2012_019_000 - was entitled "Objects of Act"]
3	[...repealed by Act 2012_019_000 - was entitled "Application of Act"]
4	[...repealed by Act 2012_019_000 - was entitled "Prohibitions"]
	CHAPTER II. REGULATION AND SUPERVISION OF SECURITIES SERVICES
5	[...repealed by Act 2012_019_000 - was entitled "Registrar and Deputy Registrar of Securities Services"]
6	[...repealed by Act 2012_019_000 - was entitled "Financial Markets Advisory Board"]
	CHAPTER III. EXCHANGES
7	[...repealed by Act 2012_019_000 - was entitled "Definitions"]
	Licensing of exchange
8	[...repealed by Act 2012_019_000 - was entitled "Application for exchange licence"]
9	[...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for exchange licence"]
10	[...repealed by Act 2012_019_000 - was entitled "Licensing of exchange"]
	Functions of exchange
11	[...repealed by Act 2012_019_000 - was entitled "General functions of exchange and power of registrar to assume responsibility for functions"]
12	[...repealed by Act 2012_019_000 - was entitled "Listing of securities"]
13	Removal of listing and suspension of trading"]
14	[...repealed by Act 2012_019_000 - was entitled "Application of new listing requirements and conditions to previously listed securities"]
15	[...repealed by Act 2012_019_000 - was entitled "Disclosure of information by issuers of listed securities"]
16	[...repealed by Act 2012_019_000 - was entitled "Maintenance of insurance, guarantee, compensation fund or other warranty"]
17	[...repealed by Act 2012_019_000 - was entitled "Funds of exchange"]
	Exchange rules
18	[...repealed by Act 2012_019_000 - was entitled "Requirements with which exchange rules must comply"]
	General provisions in relation to exchange
19	[...repealed by Act 2012_019_000 - was entitled "Buying and selling listed securities"]
20	[...repealed by Act 2012_019_000 - was entitled "Restriction on buying and selling unlisted securities"]
21	[...repealed by Act 2012_019_000 - was entitled "Reporting of transactions in listed securities"]
22	[...repealed by Act 2012_019_000 - was entitled "Undesirable advertising and canvassing relating to securities"]
23	[...repealed by Act 2012_019_000 - was entitled "Certain written matter to bear names of certain persons"]
24	[...repealed by Act 2012_019_000 - was entitled "Restriction on borrowing against and repledging of securities belonging to other persons"]
25	[...repealed by Act 2012_019_000 - was entitled "Marking of or recording details of securities"]
26	[...repealed by Act 2012_019_000 - was entitled "Restriction on alienation of securities"]
27	[...repealed by Act 2012_019_000 - was entitled "Segregation of funds of authorised users and other persons"]
28	[...repealed by Act 2012_019_000 - was entitled "Use of designation "stockbroker" and related designations"]
	CHAPTER IV. CUSTODY AND ADMINISTRATION OF SECURITIES
29	[...repealed by Act 2012_019_000 - was entitled "Definitions"]
	Licensing of central securities depository
30	[...repealed by Act 2012_019_000 - was entitled "Application for central securities depository licence"]
31	[...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for central securities depository licence"]
32	[...repealed by Act 2012_019_000 - was entitled "Licensing of central securities depository"]
	Functions of central securities depository
33	[...repealed by Act 2012_019_000 - was entitled "Functions of central securities depository"]
	Participant
34	[...repealed by Act 2012_019_000 - was entitled "Acceptance of participant"]
	Functions of participant
35	[...repealed by Act 2012_019_000 - was entitled "Functions of participant"]"]
	Nominee
36	[...repealed by Act 2012_019_000 - was entitled "Approval of nominee"]
	Uncertificated securities
37	[...repealed by Act 2012_019_000 - was entitled "Uncertificated securities"]
38	[...repealed by Act 2012_019_000 - was entitled "Functions of issuer of uncertificated securities"]
	Depository rules
39	[...repealed by Act 2012_019_000 - was entitled "Requirements with which depository rules must comply"]
	General provisions relating to custody and administration of securities
40	[...repealed by Act 2012_019_000 - was entitled "Registration of securities"]
41	[...repealed by Act 2012_019_000 - was entitled "Ownership of securities"]
42	[...repealed by Act 2012_019_000 - was entitled "Transfer of securities"]
43	[...repealed by Act 2012_019_000 - was entitled "Pledge, or cession of securities to secure debt"]
44	[...repealed by Act 2012_019_000 - was entitled "Delivery of securities"]
45	[...repealed by Act 2012_019_000 - was entitled "Records"]
46	[...repealed by Act 2012_019_000 - was entitled "Warranty"]
47	[...repealed by Act 2012_019_000 - was entitled "Relationship of trust"]
48	[...repealed by Act 2012_019_000 - was entitled "Attachment"]
	CHAPTER V. GENERAL PROVISIONS APPLICABLE TO SELF-REGULATORY ORGANISATIONS
49	[...repealed by Act 2012_019_000 - was entitled "Expiry and renewal of licence of self-regulatory organisation"]
50	[...repealed by Act 2012_019_000 - was entitled "Refusal of renewal of licence"]
51	[...repealed by Act 2012_019_000 - was entitled "Cancellation or suspension of licence"]
52	[...repealed by Act 2012_019_000 - was entitled "Juristic personality of self-regulatory organisation and carrying on additional business"]
53	[...repealed by Act 2012_019_000 - was entitled "Demutualisation of self-regulatory organisation"]
54	[...repealed by Act 2012_019_000 - was entitled "Amalgamation or transfer of self-regulatory organisation"]
55	[...repealed by Act 2012_019_000 - was entitled "Duty of members of controlling body of self-regulatory organisation"]
56	[...repealed by Act 2012_019_000 - was entitled "Appointment of members of controlling body of self-regulatory organisation"]
57	[...repealed by Act 2012_019_000 - was entitled "Limitation on control of and certain shareholding or other interest in certain self-regulatory organisations"]
58	[...repealed by Act 2012_019_000 - was entitled "Delegation of functions"]
59	[...repealed by Act 2012_019_000 - was entitled "Report by self-regulatory organisation to registrar"]
60	[...repealed by Act 2012_019_000 - was entitled "Attendance of meetings by, and furnishing of documents to, registrar"]
61	[...repealed by Act 2012_019_000 - was entitled "Manner in which exchange rules and depository rules may be made, amended or suspended and penalties for contraventions of such rules"]
62	[...repealed by Act 2012_019_000 - was entitled "Limitation of liability"]
63	[...repealed by Act 2012_019_000 - was entitled "Disclosure of information by self-regulatory organisation"]
	CHAPTER VI. CLEARING HOUSE
	Licensing of clearing house
64	[...repealed by Act 2012_019_000 - was entitled "Application for clearing house licence"]
65	[...repealed by Act 2012_019_000 - was entitled "General requirements applicable to applicant for clearing house licence"]
66	[...repealed by Act 2012_019_000 - was entitled "Licensing of clearing house"]
67	[...repealed by Act 2012_019_000 - was entitled "Renewal, cancellation or suspension of clearing house licence"]
68	[...repealed by Act 2012_019_000 - was entitled "Limitation of liability"]
69	[...repealed by Act 2012_019_000 - was entitled "Amalgamation or transfer of clearing house"]
	CHAPTER VII. CODE OF CONDUCT
70	[...repealed by Act 2012_019_000 - was entitled "Code of conduct for authorised users"]
71	[...repealed by Act 2012_019_000 - was entitled "Principles of code of conduct"]
	CHAPTER VIII. MARKET ABUSE
72	[...repealed by Act 2012_019_000 - was entitled "Definitions"]
	Offences
73	[...repealed by Act 2012_019_000 - was entitled "Insider trading"]
74	[...repealed by Act 2012_019_000 - was entitled "Publication"]
75	[...repealed by Act 2012_019_000 - was entitled "Prohibited trading practices"]
76	[...repealed by Act 2012_019_000 - was entitled "False, misleading or deceptive statements, promises and forecasts"]
	Civil liability
77	[...repealed by Act 2012_019_000 - was entitled "Civil liability resulting from insider trading"]
78	[...repealed by Act 2012_019_000 - was entitled "Powers of directorate in civil proceedings"]
	Procedural matters
79	[...repealed by Act 2012_019_000 - was entitled "Jurisdiction"]
80	[...repealed by Act 2012_019_000 - was entitled "Assessment of fines and penalties"]
81	[...repealed by Act 2012_019_000 - was entitled "Attachments and interdicts"]
	Administration of this Chapter
82	[...repealed by Act 2012_019_000 - was entitled "Powers and duties of Financial Services Board"]
83	[...repealed by Act 2012_019_000 - was entitled "Composition and functions of directorate"]
84	[...repealed by Act 2012_019_000 - was entitled "Financing of directorate"]
	General provisions
85	[...repealed by Act 2012_019_000 - was entitled "Protection of existing rights"]
86	[...repealed by Act 2012_019_000 - was entitled "Confidentiality and sharing of information"]
87	[...repealed by Act 2012_019_000 - was entitled "
	CHAPTER IX. GENERAL PROVISIONS
	Auditing
88	[...repealed by Act 2012_019_000 - was entitled "Auditor"]
89	[...repealed by Act 2012_019_000 - was entitled "Accounting records and audit"]
90	[...repealed by Act 2012_019_000 - was entitled "Functions of auditor"]
91	[...repealed by Act 2012_019_000 - was entitled "Furnishing of information in good faith by auditor"]
92	[...repealed by Act 2012_019_000 - was entitled "Power of registrar to request audit"]
	Powers of registrar and court
93	[...repealed by Act 2012_019_000 - was entitled "Powers of registrar to investigate or conduct inspection"]
94	[...repealed by Act 2012_019_000 - was entitled "Powers of registrar after investigation or inspection"]
95	[...repealed by Act 2012_019_000 - was entitled "Power of registrar to impose penalties"]
96	[...repealed by Act 2012_019_000 - was entitled "Power of court to declare person disqualified"]
	Enforcement committee
97	[...repealed by Act 2008_022_072 - was entitled "Establishment of enforcement committee"]
98	[...repealed by Act 2008_022_072 - was entitled "Composition of enforcement committee"]
99	[...repealed by Act 2008_022_072 - was entitled "Functions of enforcement committee"]
100	[...repealed by Act 2008_022_072 - was entitled "Enforcement committee proceedings"]
101	[...repealed by Act 2008_022_072 - was entitled "Referral of matter"]
102	[...repealed by Act 2008_022_072 - was entitled "Consideration of matter by enforcement committee"]
103	[...repealed by Act 2008_022_072 - was entitled "Admission by respondent"]
104	[...repealed by Act 2008_022_072 - was entitled "Imposition of administrative penalty"]
105	[...repealed by Act 2008_022_072 - was entitled "Payment of compensatory amount"]
106	[...repealed by Act 2008_022_072 - was entitled "Confidentiality"]
	Winding-up, judicial management and curatorship
107	[...repealed by Act 2012_019_000 - was entitled "Winding-up or sequestration by court"]
108	[...repealed by Act 2012_019_000 - was entitled "Judicial management"]
109	[...repealed by Act 2012_019_000 - was entitled "Appointment of curator"]
110	[...repealed by Act 2012_019_000 - was entitled "Appointment of liquidator and judicial manager"]
	MISCELLANEA
111	[...repealed by Act 2012_019_000 - was entitled "Right of appeal"]
112	[...repealed by Act 2012_019_000 - was entitled "Evidence"]
113	[...repealed by Act 2012_019_000 - was entitled "Regulations"]
114	[...repealed by Act 2012_019_000 - was entitled "Fees"]
115	[...repealed by Act 2012_019_000 - was entitled "Offences and penalties"]
116	[...repealed by Act 2012_019_000 - was entitled "Savings"]
117	[...repealed by Act 2012_019_000 - was entitled "Amendment and repeal of laws"]
118	[...repealed by Act 2012_019_000 - was entitled "Short title and commencement"]
Sch.	[...repealed by Act 2012_019_000 - was entitled "SCHEDULE. LAWS AMENDED OR REPEALED (SECTION 117)"]

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